Support for database schema version ranges (#9933)

This is essentially an implementation of the proposal made at https://hackmd.io/@richvdh/BJYXQMQHO, though the details have ended up looking slightly different.
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Update the database schema versioning to support gradual migration away from legacy tables.

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@ -69,6 +69,7 @@
- [Git Usage](dev/git.md)
- [Testing]()
- [OpenTracing](opentracing.md)
- [Database Schemas](development/database_schema.md)
- [Synapse Architecture]()
- [Log Contexts](log_contexts.md)
- [Replication](replication.md)
@ -84,4 +85,4 @@
- [Scripts]()
# Other
- [Dependency Deprecation Policy](deprecation_policy.md)
- [Dependency Deprecation Policy](deprecation_policy.md)

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@ -0,0 +1,95 @@
# Synapse database schema files
Synapse's database schema is stored in the `synapse.storage.schema` module.
## Logical databases
Synapse supports splitting its datastore across multiple physical databases (which can
be useful for large installations), and the schema files are therefore split according
to the logical database they apply to.
At the time of writing, the following "logical" databases are supported:
* `state` - used to store Matrix room state (more specifically, `state_groups`,
their relationships and contents).
* `main` - stores everything else.
Additionally, the `common` directory contains schema files for tables which must be
present on *all* physical databases.
## Synapse schema versions
Synapse manages its database schema via "schema versions". These are mainly used to
help avoid confusion if the Synapse codebase is rolled back after the database is
updated. They work as follows:
* The Synapse codebase defines a constant `synapse.storage.schema.SCHEMA_VERSION`
which represents the expectations made about the database by that version. For
example, as of Synapse v1.36, this is `59`.
* The database stores a "compatibility version" in
`schema_compat_version.compat_version` which defines the `SCHEMA_VERSION` of the
oldest version of Synapse which will work with the database. On startup, if
`compat_version` is found to be newer than `SCHEMA_VERSION`, Synapse will refuse to
start.
Synapse automatically updates this field from
`synapse.storage.schema.SCHEMA_COMPAT_VERSION`.
* Whenever a backwards-incompatible change is made to the database format (normally
via a `delta` file), `synapse.storage.schema.SCHEMA_COMPAT_VERSION` is also updated
so that administrators can not accidentally roll back to a too-old version of Synapse.
Generally, the goal is to maintain compatibility with at least one or two previous
releases of Synapse, so any substantial change tends to require multiple releases and a
bit of forward-planning to get right.
As a worked example: we want to remove the `room_stats_historical` table. Here is how it
might pan out.
1. Replace any code that *reads* from `room_stats_historical` with alternative
implementations, but keep writing to it in case of rollback to an earlier version.
Also, increase `synapse.storage.schema.SCHEMA_VERSION`. In this
instance, there is no existing code which reads from `room_stats_historical`, so
our starting point is:
v1.36.0: `SCHEMA_VERSION=59`, `SCHEMA_COMPAT_VERSION=59`
2. Next (say in Synapse v1.37.0): remove the code that *writes* to
`room_stats_historical`, but dont yet remove the table in case of rollback to
v1.36.0. Again, we increase `synapse.storage.schema.SCHEMA_VERSION`, but
because we have not broken compatibility with v1.36, we do not yet update
`SCHEMA_COMPAT_VERSION`. We now have:
v1.37.0: `SCHEMA_VERSION=60`, `SCHEMA_COMPAT_VERSION=59`.
3. Later (say in Synapse v1.38.0): we can remove the table altogether. This will
break compatibility with v1.36.0, so we must update `SCHEMA_COMPAT_VERSION` accordingly.
There is no need to update `synapse.storage.schema.SCHEMA_VERSION`, since there is no
change to the Synapse codebase here. So we end up with:
v1.38.0: `SCHEMA_VERSION=60`, `SCHEMA_COMPAT_VERSION=60`.
If in doubt about whether to update `SCHEMA_VERSION` or not, it is generally best to
lean towards doing so.
## Full schema dumps
In the `full_schemas` directories, only the most recently-numbered snapshot is used
(`54` at the time of writing). Older snapshots (eg, `16`) are present for historical
reference only.
### Building full schema dumps
If you want to recreate these schemas, they need to be made from a database that
has had all background updates run.
To do so, use `scripts-dev/make_full_schema.sh`. This will produce new
`full.sql.postgres` and `full.sql.sqlite` files.
Ensure postgres is installed, then run:
./scripts-dev/make_full_schema.sh -p postgres_username -o output_dir/
NB at the time of writing, this script predates the split into separate `state`/`main`
databases so will require updates to handle that correctly.

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@ -1,5 +1,4 @@
# Copyright 2014 - 2016 OpenMarket Ltd
# Copyright 2018 New Vector Ltd
# Copyright 2014 - 2021 The Matrix.org Foundation C.I.C.
#
# Licensed under the Apache License, Version 2.0 (the "License");
# you may not use this file except in compliance with the License.
@ -26,7 +25,7 @@ from synapse.config.homeserver import HomeServerConfig
from synapse.storage.database import LoggingDatabaseConnection
from synapse.storage.engines import BaseDatabaseEngine
from synapse.storage.engines.postgres import PostgresEngine
from synapse.storage.schema import SCHEMA_VERSION
from synapse.storage.schema import SCHEMA_COMPAT_VERSION, SCHEMA_VERSION
from synapse.storage.types import Cursor
logger = logging.getLogger(__name__)
@ -59,6 +58,28 @@ UNAPPLIED_DELTA_ON_WORKER_ERROR = (
)
@attr.s
class _SchemaState:
current_version: int = attr.ib()
"""The current schema version of the database"""
compat_version: Optional[int] = attr.ib()
"""The SCHEMA_VERSION of the oldest version of Synapse for this database
If this is None, we have an old version of the database without the necessary
table.
"""
applied_deltas: Collection[str] = attr.ib(factory=tuple)
"""Any delta files for `current_version` which have already been applied"""
upgraded: bool = attr.ib(default=False)
"""Whether the current state was reached by applying deltas.
If False, we have run the full schema for `current_version`, and have applied no
deltas since. If True, we have run some deltas since the original creation."""
def prepare_database(
db_conn: LoggingDatabaseConnection,
database_engine: BaseDatabaseEngine,
@ -96,12 +117,11 @@ def prepare_database(
version_info = _get_or_create_schema_state(cur, database_engine)
if version_info:
user_version, delta_files, upgraded = version_info
logger.info(
"%r: Existing schema is %i (+%i deltas)",
databases,
user_version,
len(delta_files),
version_info.current_version,
len(version_info.applied_deltas),
)
# config should only be None when we are preparing an in-memory SQLite db,
@ -113,16 +133,18 @@ def prepare_database(
# if it's a worker app, refuse to upgrade the database, to avoid multiple
# workers doing it at once.
if config.worker_app is not None and user_version != SCHEMA_VERSION:
if (
config.worker_app is not None
and version_info.current_version != SCHEMA_VERSION
):
raise UpgradeDatabaseException(
OUTDATED_SCHEMA_ON_WORKER_ERROR % (SCHEMA_VERSION, user_version)
OUTDATED_SCHEMA_ON_WORKER_ERROR
% (SCHEMA_VERSION, version_info.current_version)
)
_upgrade_existing_database(
cur,
user_version,
delta_files,
upgraded,
version_info,
database_engine,
config,
databases=databases,
@ -261,9 +283,7 @@ def _setup_new_database(
_upgrade_existing_database(
cur,
current_version=max_current_ver,
applied_delta_files=[],
upgraded=False,
_SchemaState(current_version=max_current_ver, compat_version=None),
database_engine=database_engine,
config=None,
databases=databases,
@ -273,9 +293,7 @@ def _setup_new_database(
def _upgrade_existing_database(
cur: Cursor,
current_version: int,
applied_delta_files: List[str],
upgraded: bool,
current_schema_state: _SchemaState,
database_engine: BaseDatabaseEngine,
config: Optional[HomeServerConfig],
databases: Collection[str],
@ -321,12 +339,8 @@ def _upgrade_existing_database(
Args:
cur
current_version: The current version of the schema.
applied_delta_files: A list of deltas that have already been applied.
upgraded: Whether the current version was generated by having
applied deltas or from full schema file. If `True` the function
will never apply delta files for the given `current_version`, since
the current_version wasn't generated by applying those delta files.
current_schema_state: The current version of the schema, as
returned by _get_or_create_schema_state
database_engine
config:
None if we are initialising a blank database, otherwise the application
@ -337,13 +351,16 @@ def _upgrade_existing_database(
upgrade portions of the delta scripts.
"""
if is_empty:
assert not applied_delta_files
assert not current_schema_state.applied_deltas
else:
assert config
is_worker = config and config.worker_app is not None
if current_version > SCHEMA_VERSION:
if (
current_schema_state.compat_version is not None
and current_schema_state.compat_version > SCHEMA_VERSION
):
raise ValueError(
"Cannot use this database as it is too "
+ "new for the server to understand"
@ -357,14 +374,26 @@ def _upgrade_existing_database(
assert config is not None
check_database_before_upgrade(cur, database_engine, config)
start_ver = current_version
# update schema_compat_version before we run any upgrades, so that if synapse
# gets downgraded again, it won't try to run against the upgraded database.
if (
current_schema_state.compat_version is None
or current_schema_state.compat_version < SCHEMA_COMPAT_VERSION
):
cur.execute("DELETE FROM schema_compat_version")
cur.execute(
"INSERT INTO schema_compat_version(compat_version) VALUES (?)",
(SCHEMA_COMPAT_VERSION,),
)
start_ver = current_schema_state.current_version
# if we got to this schema version by running a full_schema rather than a series
# of deltas, we should not run the deltas for this version.
if not upgraded:
if not current_schema_state.upgraded:
start_ver += 1
logger.debug("applied_delta_files: %s", applied_delta_files)
logger.debug("applied_delta_files: %s", current_schema_state.applied_deltas)
if isinstance(database_engine, PostgresEngine):
specific_engine_extension = ".postgres"
@ -440,7 +469,7 @@ def _upgrade_existing_database(
absolute_path = entry.absolute_path
logger.debug("Found file: %s (%s)", relative_path, absolute_path)
if relative_path in applied_delta_files:
if relative_path in current_schema_state.applied_deltas:
continue
root_name, ext = os.path.splitext(file_name)
@ -621,7 +650,7 @@ def execute_statements_from_stream(cur: Cursor, f: TextIO) -> None:
def _get_or_create_schema_state(
txn: Cursor, database_engine: BaseDatabaseEngine
) -> Optional[Tuple[int, List[str], bool]]:
) -> Optional[_SchemaState]:
# Bluntly try creating the schema_version tables.
sql_path = os.path.join(schema_path, "common", "schema_version.sql")
executescript(txn, sql_path)
@ -629,17 +658,31 @@ def _get_or_create_schema_state(
txn.execute("SELECT version, upgraded FROM schema_version")
row = txn.fetchone()
if row is not None:
current_version = int(row[0])
txn.execute(
"SELECT file FROM applied_schema_deltas WHERE version >= ?",
(current_version,),
)
applied_deltas = [d for d, in txn]
upgraded = bool(row[1])
return current_version, applied_deltas, upgraded
if row is None:
# new database
return None
return None
current_version = int(row[0])
upgraded = bool(row[1])
compat_version: Optional[int] = None
txn.execute("SELECT compat_version FROM schema_compat_version")
row = txn.fetchone()
if row is not None:
compat_version = int(row[0])
txn.execute(
"SELECT file FROM applied_schema_deltas WHERE version >= ?",
(current_version,),
)
applied_deltas = tuple(d for d, in txn)
return _SchemaState(
current_version=current_version,
compat_version=compat_version,
applied_deltas=applied_deltas,
upgraded=upgraded,
)
@attr.s(slots=True)

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@ -1,37 +1,4 @@
# Synapse Database Schemas
This directory contains the schema files used to build Synapse databases.
Synapse supports splitting its datastore across multiple physical databases (which can
be useful for large installations), and the schema files are therefore split according
to the logical database they are apply to.
At the time of writing, the following "logical" databases are supported:
* `state` - used to store Matrix room state (more specifically, `state_groups`,
their relationships and contents.)
* `main` - stores everything else.
Addionally, the `common` directory contains schema files for tables which must be
present on *all* physical databases.
## Full schema dumps
In the `full_schemas` directories, only the most recently-numbered snapshot is useful
(`54` at the time of writing). Older snapshots (eg, `16`) are present for historical
reference only.
## Building full schema dumps
If you want to recreate these schemas, they need to be made from a database that
has had all background updates run.
To do so, use `scripts-dev/make_full_schema.sh`. This will produce new
`full.sql.postgres` and `full.sql.sqlite` files.
Ensure postgres is installed, then run:
./scripts-dev/make_full_schema.sh -p postgres_username -o output_dir/
NB at the time of writing, this script predates the split into separate `state`/`main`
databases so will require updates to handle that correctly.
This directory contains the schema files used to build Synapse databases. For more
information, see /docs/development/database_schema.md.

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@ -12,6 +12,21 @@
# See the License for the specific language governing permissions and
# limitations under the License.
# Remember to update this number every time a change is made to database
# schema files, so the users will be informed on server restarts.
SCHEMA_VERSION = 59
"""Represents the expectations made by the codebase about the database schema
This should be incremented whenever the codebase changes its requirements on the
shape of the database schema (even if those requirements are backwards-compatible with
older versions of Synapse).
See `README.md <synapse/storage/schema/README.md>`_ for more information on how this
works.
"""
SCHEMA_COMPAT_VERSION = 59
"""Limit on how far the synapse codebase can be rolled back without breaking db compat
This value is stored in the database, and checked on startup. If the value in the
database is greater than SCHEMA_VERSION, then Synapse will refuse to start.
"""

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@ -20,6 +20,13 @@ CREATE TABLE IF NOT EXISTS schema_version(
CHECK (Lock='X')
);
CREATE TABLE IF NOT EXISTS schema_compat_version(
Lock CHAR(1) NOT NULL DEFAULT 'X' UNIQUE, -- Makes sure this table only has one row.
-- The SCHEMA_VERSION of the oldest synapse this database can be used with
compat_version INTEGER NOT NULL,
CHECK (Lock='X')
);
CREATE TABLE IF NOT EXISTS applied_schema_deltas(
version INTEGER NOT NULL,
file TEXT NOT NULL,